Employee Plans Compliance Unit (EPCU)
The EPCU develops compliance projects and performs data analysis to focus on areas of potential non-compliance.
- Taxpayers are initially contacted by correspondence, telephone and/or other media (not e-mail)
- Most issues are resolved without an on-site examination of the books and records of the plan, saving time and money for both the taxpayer and the IRS.
- To date, the EPCU has conducted over 23,000 compliance checks.
Contact us with your ideas for future project. Please include a brief description of your idea, examples, and label your subject line "EPCU Project Suggestion."
Featured Projects:
- 401(k) Compliance Check Questionnaire Interim Report
Report, highlights chart and other resources relating to the Questionnaire
- Frozen Plan Amendments
Background, what you need to do, and other resources.
- Hacienda – Cheque de la Conformidad - Espanol
The compliance check letter for the Hacienda Project, in Spanish.
|
Current Projects Approved Projects Completed Projects |
EPCU Project Selection Committee EPCU Articles Multi-Project Letters FAQs A Plan Sponsor's Responsibility Contact Us Please submit any questions you have about a letter you received or a general question about the functions of this Unit. If your question involves one of the current projects above, please include the project name in the subject line of the e-mail. |
